According to Swiss law, all independent asset managers must be licenced by the Swiss Financial Market Supervisory Authority (FINMA) or be a member of a recognized Self-Regulating Body to be protected from the Anti-Money Laundering Act (SRO).

Aspen Asset Management AG is authorized to conduct financial intermediary activities in Switzerland and is a member of ARIF (Association Romande des Intermédiaires Financiers). ARIF is a self-regulatory organization recognized by the Swiss Financial Market Supervisory Authority (FINMA) for the supervision of financial intermediaries as defined in article 2, paragraph 3 of the Swiss Federal Law on Combating Money Laundering and Terrorist Financing in the Financial Sector (AMLA).

ARIF is also recognized by FINMA as a professional organization responsible for establishing standards of conduct for the exercise of the profession of an independent asset manager as defined by the Swiss Federal Act on Collective Investment Schemes (CISA).

Our Company follows ARIF directives in doing our day-to-day operations as an Independent Asset Manager.

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